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Legal & Regulatory Disclosures

Central Broker LLC. All investments involve risk, including the possible loss of principal. Central Broker offers investment accounts for investors seeking to maximize market opportunities through professional investment advice.

Regulatory Memberships & Protections

  • SEC & FINRA: Central Broker is a registered broker-dealer with the U.S. Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).
  • SIPC: We are a member of the Securities Investor Protection Corporation (SIPC). SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Please note: SIPC covers the return of your securities in the event of Central Broker’s insolvency; it does not protect against a decrease in the market value of your securities.
  • NYSE & CFTC: Central Broker is a member of the New York Stock Exchange (NYSE) and is regulated by the SEC and the Commodity Futures Trading Commission (CFTC).

International NoticeCentral Broker is incorporated and operated in the United States of America. When using our platform, you are operating within the United States. It is the client's sole responsibility to ascertain and comply with the legal requirements and frameworks applicable in their country of residence regarding the services provided by Central Broker.

Trading & CommissionsCentral Broker offers commission-free trading; however, specific commissions and fees may apply to certain products, trades, and specialized investments. Detailed fee schedules are available upon request.

Cryptocurrency ServicesCryptocurrency execution and custody services are provided by Bakkt Crypto Solutions LLC via a software license agreement with Central Broker Crypto LLC. Cryptocurrency trading is conducted through a dedicated Bakkt Crypto account.

Trademarks & DocumentationThe Central Brokers, Central Broker US, Interactive Brokers®️, IBSM, InteractiveBrokers®️, Interactive Analytics®️, IB Options AnalyticsSM, IB SmartRoutingSM, PortfolioAnalyst®️, IB Trader WorkstationSM and One World, One AccountSM are service marks or registered trademarks of Interactive Brokers LLC. Supporting documentation for any claims or statistical information will be provided upon request.

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